Establishment of technology-based compliance models (internet)
Establishment of compliance models based on transnational regulations.
Compliance risk analysis and management
Elaboration of the Code of Ethics and Regulatory Compliance
Design and specific monitoring of controls
Development of the Code of Ethics and Compliance through the implementation of all kinds of internal policies and protocols (new technologies, corporate, labor, logistics, consumer relations, PBC, etc.).
Specific design and structuring of the Regulatory Compliance body.
Establishment of the regulatory compliance channel and its operating policy, and adaptation to the whistleblower directive and its internal transposition standard.
Projection of the regulatory compliance model from the following perspectives:
The organization and internal structure of the legal entity.
Ethics and good corporate and business governance
The relations of the legal entity with the market and with consumers
Continuous advice to the legal entity on compliance matters.
Management of supplier approval and other practices related to contracting with third parties.
Obtaining certifications in the field of regulatory compliance.
Elaboration of ethical codes for Compliance Officers.
ACTIONS AFTER THE IMPLEMENTATION OF THE COMPLIANCE PROGRAM
Generic performance of functions assigned to the Compliance Officer and their legal regime.
Management of the compliance channel, whether internal, external or hybrid.
Legal development of the rules that must govern the investigation of complaints in the operation of the compliance channel.
Development of FORENSIC functions or internal investigations derived from the compliance channel.
Maintenance and updating of compliance models
Complaints from clients in the Compliance area
Reporting to the management body of the legal entity
Application of the compliance model to the environment:
Tax and accounting
Corporate restructurings (due diligence)
Review and update on the regulatory compliance models in operation.
Expertise in the field of the compliance model.
Second opinions on the functioning of the regulatory compliance models that are in operation.
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